We have recently undertaken a review of the Terms and Conditions for the firm, and we would like to advise that an updated version has been issued. Our full Terms & Conditions can be found HERE.
The following are the main terms which have seen changes:
- Client identification and verification (previously under Money Laundering Regulations 2017)
- Clarification around fees and payments terms
- Investment services
- Retention of records
- Confidentiality
- Electronic and other communication
- Data Protection Act
- Conflicts of interest
- Period of engagement
- Disengagement
Plus, new terms for
- Limitation of third-party rights
- The provision of Services Regulations 2009
- Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standards
Any work which you instruct us to undertake following this email will be treated as carried out under the new terms and conditions.
If you have any questions then please contact us